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Table 3 Facility characteristics associated with APM use

From: Variation in use of antipsychotic medications in nursing homes in the United States: A systematic review

Factors increasing use

Probable Etiologies

References

  

Expert panel inferences

Article Explanations

 

Physical Facility Characteristics

Physical Location

Located in metropolitan area

- Possible greater share of for-profit facilities

- Different organizational culture in urban locations

- More crowded NH may result in less medication screens

-Less staff per resident

-No explanation given

Stevenson, 2010

Not located in the West or Midwest

OR

Located in the central South or Northeast

- Different state laws and regulation regarding NHs

-Regional variation in training/org. cultures/hiring patterns/staffing levels and mix may all affect quality of care

-Difference in provider practice pattern

- Approaches may differ regionally

- Facilities in the East used a psychiatrist more often than those in the West

- Note: Briesacher, 2005 et al. found lower APM rates in southern U.S.

Briesacher, 2005, Briesacher, 2013,

Chen, 2010, Hughes, 2000 & Stevenson, 2010

Facility Size

Smaller facility size

-Economies of scale. As a result, larger facilities may be able to have more specialization and devote greater resources to quality care/improvement

-Larger facilities may be able to provide more comprehensive services due to economies of scale and may be more able to implement change processes

Chen, 2010, Hughes, 2000 & Kamble, 2009

Business Type

For-profit status

- Maximize profit and minimize cost

- APMs may substitute for staff, education or training

- For profits minimize expenditure which leads to low quality of staffing

- Non-teaching environment can be slower to adopt clinical guidelines

-APMs may be used to maximize profits and minimize the need for hands-on care

-APMs may be used in for-profit facilities as chemical restraints

Castle, 2009, Hughes, 2000, Lester, 2011, Miller, 2006 & Lucas, 2014

Presence of Acuity Services

Alzheimer’s disease special care unit or other special care units

-The proportion of patients with Alzheimer’s disease or dementia may be larger than in other NHs

-Dementia- related behavioral symptoms may occur more often

- A result of the impact of case-mix that is not completely captured in the aggregate diagnostic and behavioral variables included as controls

Hughes, 2000

Staffing Characteristics

Staff Ratios

Lower RN Staffing

- Lower staff to patient ratios means less time spent with patients resulting in increased APM use

- Greater use of APMs has been consistently associated with lower staff to patient ratios

Hughes, 2000, Lucas, 2014, Miller, 2006, & Svarstad, 2001

Lower nurse aid staffing

- Nurse aides spend more time with the patients, which results in less need for pharmacological treatment

- Nurse aides may have more patient time, resulting in less APM use

Hughes, 2000

Higher LPN staffing

- Less time spent with the patients

-Different level of training could play a role

- LPNs do not spend as much time with the patient

Lucas, 2014

BH Expertise

Increasing number of mental health professionals and physicians

- Physicians typically spend very little time with nursing home patients

- NHs with more mental health professionals may accept more patients with BH issues

- Consultant psychiatry is often identified with higher APM use

- Lucas et al. found however that the presence of mental health staff did not affect APM use

Bonner, 2015, Hughes, 2000 & Lucas, 2014

Facilities served by the highest-ranked psychiatric consultant group

- High ranked psychiatric consultant groups make take on NHs with more BH problem patients, resulting in higher APM use

- Characteristics of psychiatric consultant groups can influence prescribing

Tija, 2014

Less SS support

Minimal involvement of social services

- Social services may caution against the use of antipsychotic medications or involve the family

- Social services influence decision making regarding antipsychotic medication use.

Bonner, 2015

Occupancy characteristics

Resident Mix

Greater Facility share of Medicaid residents

-Lower funding results in less quality of care and increased use of APMs

- Medicaid provides less funding than private insurance resulting in fewer overall funds, possibly resulting in higher APM use

-Lower Medicaid reimbursement is associated with increased APM use

Castle, 2009, Hughes, 2000, Lucas, 2014 & Stevenson, 2010

Lower Medicare census

No explanation

No explanation given

Stevenson, 2010

Increased racial diversity

-Less funds are associated with lower quality of care in NHs

- Less funds, less resources, aligning with the idea of two tiers of USA NH care

Bonner, 2015 & Miller, 2006

Occupancy rate

Low occupancy rate

- Maybe NHs with high APM use become less favorable for the elder population and their families

- Less funds are available and APMs may be used as a cheaper alternative for staff

Hughes, 2000

Market Characteristics

Competition

Minimal or no presence of competition

- Competition may force NHs to improve quality of care to maintain occupancy

- The presence of competition has shown to increase the quality of care in NHs

Castle, 2009

Chain membership

Independent Ownership (not part of a chain)

- May have less resources, standardization, and accountability, which may lower quality of care

- Chain membership may result in a higher degree of corporate standardization and oversight

Castle, 2009

Quality Characteristics

Reporting deficiencies

NH subject to reporting of physical restraints

- Facilities used chemical restraints instead of physical restraints in place of addressing root causes of the overuse

- The result of subjecting NHs to report physical restraint use was an increase of antipsychotic use as a substitution

Konetzka, 2014

Deficiency citations

Facilities with a higher number of deficiency citations

- Facilities ranked in the highest quartile for deficiencies most likely provide lower quality of care, which could result in the use of APMs as chemical restraints

-Multitasking incentive problem. The efforts to improve quality are spread to multiple areas of concern

Lucas, 2014 & Bowblis, 2012

  1. BH behavioral health, LPN licensed practical nurse, MD doctor of medicine, NH nursing home, RN registered nurse